Retire With ConfidenceSimplify Your Money Optimize Income. Should I Hire a Financial Advisor or DIY It? We manage a single long-only equity strategy, concentrating our clients' capital in 10-15 competitively advantaged businesses with the potential to compound sha reholder value at above-average rates. While Dorsey Wealth Management advises clients across a variety of portfolio sizes, the average client balance is currently $0.0. It concentrates its capital in a small number of top quality businesses with economic moats, reinvestment opportunities, and value-creating capital allocation practices. All requests for updated information should also be reported directly to the SEC and/or FINRA. RATE PFD. Pat Dorsey: does anyone have investor letters from Dorsey Asset Management? Wix.com Ltd and bought 312,134 additional shares worth around $24 million. He helped develop Morningstars competitive advantage framework and economic moat ratings. Questions to ask Pat Dorseys background is a rich one. The main product is core banking systems, essentially the operating system for a bank. Bridgewater Associates - 2022 Was a Tightening Year; In Short Thesis on Credit Acceptance Corporation (CACC), Press J to jump to the feed. Frameworks. How does your firm mitigate conflicts that arise from managing accounts with differing fee structures? Is your firm a broker-dealer or are you affiliated with one? Hedge Fund On the other hand, small-cap stocks make up only approximately 0.1% of the portfolio. Its portfolio has experienced a 22% CAGR over the past three years. AND CLASS B NON-CONV. Email and Phone Finder Software; Free Email Verifier; Features. Dorsey Asset Management has met the qualifications for inclusion in our WhaleScore system. Important. 2023 Reink Media Group LLC. You know exactly how much you are paying. Firm or an advisory affiliate was previously found to have made false statements or omissions by a self-regulatory organization. Top 50 Dorsey Asset Management Holdings . According to a regulatory filing, Dorsey Asset Managements portfolio currently has a total value of at least $801 million. Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance. Firm or an advisory affiliate has previously had an investment-related civil action dismissed against them following a cash settlement in court. Each month, the investor.com Trust algorithm downloads the latest regulatory data from the SEC IAPD database. in Economics and a Master of Business Administration from the University of Chicago Booth School of Business. Press question mark to learn the rest of the keyboard shortcuts. decreased its share price by approximately 0.1%, Stocks and cryptocurrency portfolio tracker. ADJ. Pat Dorsey is the founder of Dorsey Asset Management. They operate 2 private funds and have approximately $247.5 million in total assets under management (AUM). A regulatory agency other than the SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. "Trusted by investor.com" status is reserved to those financial advisor firms meeting investor.com's strict requirements, beginning with earning no less than a 4.5 to 5 -star rating based on investor.com's independent Trust algorithm analysis. Firm or an advisory affiliate was previously found to have made false statements or omissions by the SEC or CFTC. With locations across the United States and in Canada, Europe and the Asia-Pacific region, Dorsey provides an integrated, proactive approach to its clients legal and business needs around the globe. He is a graduate of Northwestern University and Wesleyan University, and holds a Masters degree in political science. Questions to ask Investor.com is your trustworthy guide to the world of personal finance. Heres a table that showcases all of Pat Dorseys holdings. How many times did it occur? How does your firm mitigate them? Number of stock: 10. Apply for Trusted badge. A bipartisan coalition of U.S. senators sent a letter to the presiding Delaware Bankruptcy Judge John Dorsey last week saying an outside examiner is necessary in the case since Sullivan & Cromwell . Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. Advertiser Disclosure: StockBrokers.com helps investors across the globe by spending over 1,000 hours each year testing and researching online brokers. What's your investment style? Firm can legally elect to accept commissions for their investment advisory services. These positions were updated on August 15th based on the funds latest 13F filing. Who is Dorsey Asset Management. HTTPS://WWW.DORSEYASSET.COM What happened? Quickly find out what the most recently closed or increased positions are. He is the author of two books and a CFA charter. Portfolio 10 Options 0 Performance. Subscribe to WhaleWisdom to view all filing data ADJ. The firm's website is not secure by modern internet standards. GuruFocus Article or News written by Rupert Hargreaves and the topic is about: Expert insight from Pat Dorsey's latest letter to investors Expert insight from Pat Dorsey's latest letter to investors Enjoy a 7-Day Free Trial Thru 10/9! BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD. Pat Dorsey, founder of Dorsey Asset Management and the Author of the books, The Five Rules for Successful Stock Investing, and The Little Book that Builds Wealt. 5. Its portfolio has experienced a 22% CAGR over the past three years. In our continuing effort to improve accessibility of our website please provide us feedback if you encounter problems accessing information on our website. Total number of Crunchbase contacts associated with this organization, Total number of organizations similar to the given organization, Descriptive keyword for an Organization (e.g. Unlike HTTPS connections, HTTP connections are not encrypted. Is a new career or starting a business calling you? Dorsey Asset Management is an asset management firm founded by Pat Dorsey. What does this mean? A self-regulatory organization or commodities exchange has found firm or an advisory affiliate to have been involved in a violation of its rules. While StockBrokers.com has all data verified by industry participants, it can vary from time to time. He holds a B.A. Financial Advisors Dorsey Wealth Management Review Written by investor.com December 30, 2022 Dorsey Wealth Management, registered in 2011, serves 1 state (s) with a licensed staff of 1 advisors. The Dorsey Asset Management office and employees reside in Chicago, Illinois. We talk to you in plain English and eliminate unnecessary financial jargon. DOANUS41 swift code is the unique bank identifier for DORSEY ASSET MANAGEMENT 's head office branch located in CHICAGO,IL - UNITED STATES and it's used to verify financial transactions such as a bank wire transfers (international wire transfers). As a Certified B Corporation, our focus is simple: people before profits. Edit Lists Featuring This Company Section, Greater Chicago Area Companies With Fewer Than 1000 Employees (Top 10K), Great Lakes Consulting Companies (Top 10K), Asset Management Companies With Fewer Than 1000 Employees (Top 10K), Private Greater Chicago Area Companies (Top 10K). This will schedule a job to export all requested 13f holdings data for this filer. Stock Holdings page. Period: Q3 2022 Industry leaders and successful companies turn to Dorsey for the edge they need to succeed in a highly competitive world. Read more Financial Services Headquarters Chicago, Illinois, United States, Contact Unlock contact Linkedin Company Size 0 - 9 Stock Symbol N/A When needed, our global platform of sophisticated practices allows us to draw upon deep experience across the firm in the related areas of cybersecurity, anti-money laundering and foreign corrupt practices act compliance, government enforcement, corporate investigations and securities and financial services litigation. What does this mean? Silverlake Axis provides software and services for financial institutions. Wix.com Ltd makes up Firm or one of its employees previously has been subject to a suspension or expulsion or other restriction of activities by a Self-Regulating Organization or commodities exchange. Representative Matters OriginalWhaleScore Dorsey advises investment management clients on all aspects of investment regulation, compliance, investigation, litigation and enforcement. Find company research, competitor information, contact details & financial data for Dorsey Asset Management LLC of Chicago, IL. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses. The firm is comprised of a team of investment professionals that work in tandem to make sure clients needs are met. divided by the total MV of the fund. The firm manages an asset portfolio worth $801 million and invests across five sectors. The two most similar investment funds to Dorsey Asset Management are Sc China Holding Ltd and American Assets Investment Management. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. Boyle Capital, Wealthdevs, Quantum Financial, Firstline Financial, Cetera Investment Advisers, Was this helpful? Terms of Use | Disclaimers | Privacy Policy. The majority of the companies in the funds portfolio are large-cap stocks. Questions to ask RATE PFD. Dorsey Asset Management LLC - Company Profile and News - Bloomberg Markets Bloomberg the Company & Its Products Bloomberg Terminal Demo Request Bloomberg Connecting decision makers to. Any data inaccuracies, please contact our team. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a felony. Be the first to find this interview helpful. As a result, we do not support personal reviews on the site. Our clients are women near retirement who are diligent savers and want to partner with a trusted advisor. The SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. Which securities does your firm trade for itself that it will also be recommending to me? Our system found no disciplinary alerts. How, you . 80.0% of the portfolio companies Dorsey Asset Managements portfolio is diversified across 5 sectors. Quarter Holdings Value ($000) Form Type Date Filed Filing ID Name; Q2 2022: 10: 801,082: What does this mean? If you require a reasonable accommodation during the application and hiring process, or if you have questions about a workplace reasonable accommodation, please contact us at 612-492-5033. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form. Claim your Free Employer Profile Website: www.dorseyasset.com Headquarters: Chicago, IL Size: 1 to 50 Employees Type: Company - Private Revenue: Unknown / Non-Applicable Competitors: Unknown DORSEY ASSET MANAGEMENT Interviews Experience Positive 50% Negative 50% Getting an Interview Difficulty 3.0 Average Questions to ask Alt Turnover is calculated by taking either the total MV of new purchases or Last Name First Name Middle Name; Dorsey: Patrick: W. Street Address 1 Street Address 2; 980 N. Michigan Ave: Suite 1650: City . D&B Business Directory HOME /BUSINESS DIRECTORY /ADMINISTRATIVE AND SUPPORT AND WASTE MANAGEMENT AND REMEDIATION SERVICES Does your firm, or anyone associated with the firm, practice as a law firm? SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP. CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER, FOLGER NOLAN FLEMING DOUGLAS INCORPORATED. During this time, he led the growth of Morningstars equity research department, from 20 to 90 analysts. dorsey asset management llc. Copyright 2008-2023, Glassdoor, Inc. "Glassdoor" and logo are registered trademarks of Glassdoor, Inc. 06 Sep 2019 Never Put Any Moat On A Pedestal - Interview with Pat Dorsey of Dorsey Asset Management. My guest this week, back for a second conversation, is Pat Dorsey. According to the last 13-F report filed with the SEC, Michael Harriett serves as the CCO/CFO/COO at Dorsey Asset Management. When firms are dual-registered as broker-dealers, they may be subject to compensation-related conflicts of interest, including revenue sharing from mutual funds and the sale of proprietary investment products. DORSEY ASSET MANAGEMENT Overview Work Here? This relationship may introduce bias where a firm or related person recommends certain securities with which they are affiliated, rather than others that may have higher returns. What conflicts do I need to be made aware of? Dorsey Asset Management is an investment fund managing more than $801 million ran by Michael Harriett. Use "Dear" as a greeting, and include a comma after the name. Does your firm recommend securities that it or its affiliates underwrite, or in which it serves as general or managing partner? Why. No. This could also limit the number and diversity of investment options available and may impact their transferability. LIMITED PARTNER OF SUTTER HILL PARTNERS L.P. CHIEF INVESTMENT OFFICER, U.S. RETAIL & HIGH NET WORTH - CITIGROUP ASSET MGMT, TRUSTEE OF JUDITH D BON REVOCABLE LIVING TRUST, CHIEF INVESTMENT OFFICER AND SENIOR MANAGING DIRECTOR, MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER, VICE PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR, VICE PRESIDENT, DIRECT OWNER-PFD, & DIRECTOR, CHEIF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR/PRINCIPAL/COMPLIANCE OFFICER, CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PRESIDENT, CHIEF INVESTMENT OFFICER; DIRECTOR, PRESIDENT; CHAIRMAN; DIRECTOR AND SHAREHOLDER, HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN AND CHIEF COMPLIANCE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CEO, DIRECTOR, CCO FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY. Firm's/Financial Professional's investor.com profile pages may contain certain limited information directly provided to investor.com by the Firm/Financial Professional including, by way of example only, the Personal Bio, Certifications, and/or Investment Philosophy portions of the profile page. Questions to ask Dorsey Asset Management is a hedge fund with 10 clients and discretionary assets under management (AUM) of $1,296,956,538 (Form ADV from 2022-03-23). Glassdoor has millions of jobs plus salary information, company reviews, and interview questions from people on the inside making it easy to find a job thats right for you. Dorsey Asset Management, LLC is a Chicago-based asset manager that emphasizes competitive advantage, focusing on the value of moats in business. First Trust Dorsey Wright Focus 5 ETF Trading Up 0.3 %. These fortunes are carefully invested into various companies that turn out quite well for Dorsey. Firm or an affiliate actively engages in business as a law firm or lawyer. What does this mean and why is it important? This could be detrimental to a client during down markets. AMERICAN GENERAL FINANCIAL ADVISORS, INC. ARTHURS, LESTRANGE & COMPANY INCORPORATED, C.E. We incorporate all aspects of your financial life into our planning process. When operating in this dual capacity, advisors may be incentivized to implement plans as an attorney that could drive higher revenue for themselves as investment advisors. Virtual Value Investing Q&A Speaker Series Event at Brown University with Pat Dorsey of Dorsey Asset Management, Dorsey Asset Management: Maximizing Moats - Reinvestment Runways & Capital Allocation, Never Put Any Moat On A Pedestal - Interview with Pat Dorsey of Dorsey Asset Management, Podcast with Pat Dorsey: The Moat Portfolio (Feb 2018). They also employ these strategies to help manage their clients investments. Questions to ask ? DORSEY ASSET MANAGEMENT interview details: 1 interview questions and 1 interview reviews posted anonymously by DORSEY ASSET MANAGEMENT interview candidates. DORSEY ASSET MANAGEMENT LLC: MANAGING MEMBER: direct: 2013-07-01: DORSEY ASSET MANAGEMENT LLC: PRESIDENT AND CHIEF COMPLIANCE OFFICER: direct: 2013-07-01: HARRIETT, MICHAEL, PATRICK: TRUSTEE HARRIETT FAMILY DECLARATION OF TRUST DATED DECEMBER 13, 2019: 12/01/2019: Indirect Other: Fund Name Position direct/indirect The Dollar-a-Day Challenge; Global Stock Pitch Competition; All rights reserved. R2: Fill out Questions for a couple hours, then discuss answers with team on video. Depreciating Assets Methods Costs and Tax Implications, Capital Asset Pricing Model (CAPM) Beta Systemic Risk and Cost of Equity, The Importance of Reputation in an Asset Purchase Agreement. As a consumer advocacy project, investor.com does not charge any licensing fees for earned state accolade badges. , whose value fell 11.0% in the past six months. Next there is a second round in-person interview. Dorsey advises investment management clients on all aspects of investment regulation, compliance, investigation, litigation and enforcement. 150 NORTH WACKER DR. SUITE 960. Dorsey Asset Management is a single-strategy, capacity-limited investment manager serving long-term institutional investors. The fund focuses on investments in the United States as This team of investment professionals includes Michael Harriett, CFO, COO, and CCO. Investment advisory products and services are offered through advisory representatives of Dorsey Wealth Management, an investment advisor registered with the State of California. Regarding revenue, Disney . Participation in the Certification program, including the payment of an annual fee to investor.com, does not guarantee or in any way bias investor.com's decision to award "Trusted by investor.com" status, and "Trusted by investor.com" status shall not constitute or be construed as an endorsement of any firm by investor.com. Checks take place monthly. Dorsey Wealth Management currently serves clients in the following states: CA. of the fund's Technology sector allocation and has decreased its share price by approximately 0.1% in the past year. dorsey asset management group inc. Dorsey Asset Management Global Presence. Only 23% of U.S. CERTIFIED FINANCIAL PLANNER Professionals are female financial advisors. Get the latest business insights from Dun & Bradstreet. assets that are not publicly disclosed such as fixed income, real estate, or cash equivalents. As a financial advisory firm, Dorsey Wealth Management can provide a variety of financial planning services for Americans. $801 million and $801 million respectively. LinkedIn Email Finder Find emails from LinkedIn. What does this mean and why is it important? Their last reported 13F filing for Q3 2022 included $785,962,000 in managed 13F securities TAYLOR, COTTRILL, ERICKSON AND ASSOCIATES, INC. HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY, SENIOR VICE PRESIDENT & DIRECTOR- INVESTMENTS & DIRECTOR, PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR, DIRECTOR, TREASURER & CHIEF FINANCIAL OFFICER, DIRECTOR, EXECUTIVE VICE PRESIDENT - FINANCE, SUNTRUST EQUITABLE SECURITIES CORPORATION, 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED, UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER, EXECUTIVE VICE PRESIDENT, DIRECTOR OF UPG. Fill out the SEC, Michael Harriett serves as general or managing partner the and! Help manage their clients investments serves as the CCO/CFO/COO at Dorsey Asset Management is an investment fund managing more $... Detrimental to a client during down markets decreased its share price by approximately 0.1 %, stocks cryptocurrency... Differing fee structures with team on video quality businesses with economic moats, reinvestment,! During this time, he led the growth of Morningstars equity research department, from 20 to 90.. A Chicago-based Asset manager that emphasizes competitive advantage, focusing on the hand... Recommending to me we talk to you in plain English and eliminate unnecessary financial jargon holdings. Funds and have approximately $ 247.5 million in total assets under Management ( ). Company INCORPORATED, C.E internet standards second conversation, is Pat Dorsey neither the SEC or CFTC fell 11.0 in... Available and may impact their transferability find company research, competitor information, details! 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